Job Overview

The Type 9 Licensed Representative (LR) supports the company’s asset management activities within the regulatory framework of the Securities and Futures Commission (SFC). This role requires strict adherence to regulatory and internal compliance standards, contributing to professional, compliant, and orderly business operations.

Key Responsibilities

Participate in and support asset management activities within the scope of the Type 9 license

Assist in the daily management and execution of investment portfolios

Communicate with clients on investment-related matters in a professional and compliant manner

Prepare, review, and follow up on investment and client-related documentation

Support internal compliance, risk management, and audit requirements

Work closely with investment, operations, and compliance teams